Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnsen is a financial professional with over 20 years of experience in the industry. He has held roles at several prominent firms, including Goldman Sachs Execution & Clearing, L.P., Spear, Leeds & Kellogg Specialists LLC, Barclays Capital Inc., and Scotia Capital (USA) Inc. David currently works at TP Icap Global Markets Americas LLC in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/29/2024 - Present
TP Icap Global Markets Americas LLC (New York NY)
NY
09/06/2019 - 06/04/2024
SCOTIA CAPITAL (USA) INC. (NEW YORK NY)
NY
03/21/2012 - 08/29/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
11/09/2001 - 03/20/2012
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
NY
05/20/2002 - 09/17/2004
SPEAR, LEEDS & KELLOGG SPECIALISTS LLC (NEW YORK NY)
BC
Issued 12/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/22/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/08/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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