Unclaimed
David Wittnebert is a registered representative with TP Icap Global Markets Americas LLC. David has been in the securities industry since 1998. David holds Series 7, Series 55, Series 63, Series 57TO, and SIE licenses. David has been registered with the following states: California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington. David was previously affiliated with Tullett Prebon Financial Services LLC and Prebon Financial Products Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
03/29/2022 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NJ
10/07/2009 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)
NJ
10/01/1998 - 04/21/2010
PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)
BC
Issued 09/10/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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