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David John Wittnebert

TP Icap Global Markets Americas LLC

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About David John Wittnebert

David Wittnebert is a registered representative with TP Icap Global Markets Americas LLC. David has been in the securities industry since 1998. David holds Series 7, Series 55, Series 63, Series 57TO, and SIE licenses. David has been registered with the following states: California, Delaware, Florida, Georgia, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Virginia, and Washington. David was previously affiliated with Tullett Prebon Financial Services LLC and Prebon Financial Products Inc.

Firm Information

David Wittnebert is currently registered with TP Icap Global Markets Americas LLC. TP Icap Global Markets Americas LLC is a Limited Liability Company formed in June 1998. It is registered in 35 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

119

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Wittnebert’s Registration & Firm History

NJ

03/29/2022 - Present

TP Icap Global Markets Americas LLC (EDISON NJ)

NJ

10/07/2009 - 06/30/2023

TULLETT PREBON FINANCIAL SERVICES LLC (EDISON NJ)

NJ

10/01/1998 - 04/21/2010

PREBON FINANCIAL PRODUCTS INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/10/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 08/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David John Wittnebert.
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