Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Wallach is a financial advisor currently registered with Brokers International Financial Services, LLC. David John Wallach has over 30 years of experience in the financial industry and is registered in Connecticut and Florida. David John Wallach provides a range of financial services including financial planning and portfolio management. David John Wallach is also licensed to sell insurance products. David John Wallach's past work experience includes time with Securities America, Inc., LPL Financial LLC, Uvest Financial Services Group, Inc., TD Wealth Management Services Inc., BancNorth Investment Group, Inc., Infinex Investments, Inc., Essex National Securities, Inc., Webster Investment Services, Inc., Liberty Securities Corporation, BankBoston Investor Services, Inc., and Wall Street Investor Services. David John Wallach is a dedicated financial professional and is committed to helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
IA
02/28/2022 - Present
Brokers International Financial Services, LLC (URBANDALE IA)
CT
12/19/2016 - 02/25/2022
SECURITIES AMERICA, INC. (New Haven CT)
CT
10/11/2011 - 12/27/2016
LPL FINANCIAL LLC (BERLIN CT)
CT
04/14/2010 - 10/11/2011
UVEST FINANCIAL SERVICES GROUP, INC. (MIDDLETOWN CT)
CT
11/17/2009 - 02/19/2010
TD WEALTH MANAGEMENT SERVICES INC. (NEWINGTON CT)
CT
03/12/2007 - 11/17/2009
BANCNORTH INVESTMENT GROUP, INC. (NEWINGTON CT)
CT
10/05/2000 - 03/12/2007
INFINEX INVESTMENTS, INC. (GUILFORD CT)
CA
02/28/2000 - 09/27/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
CT
07/15/1999 - 02/17/2000
WEBSTER INVESTMENT SERVICES, INC. (KENSINGTON CT)
NY
06/15/1998 - 07/15/1999
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
MA
11/17/1995 - 06/15/1998
BANKBOSTON INVESTOR SERVICES, INC. (BOSTON MA)
NY
05/21/1992 - 11/21/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
IA
Issued 08/11/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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