Unclaimed
David John Walker is a financial advisor registered with Vanguard Marketing Corp. David John Walker has been in the industry since September 18, 2000, and is licensed in Pennsylvania. David John Walker is currently active as a broker-dealer. David John Walker holds the following licenses: Series 66, Series 7 and SIE. David John Walker is located in MALVERN, PA and has a branch office at 100 VANGUARD BLVD, MALVERN, PA 19355.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
09/18/2000 - Present
Vanguard Marketing Corp. (MALVERN PA)
BOTH
Issued 09/25/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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