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David John Walker

Vanguard Marketing Corp.

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About David John Walker

David John Walker is a financial advisor registered with Vanguard Marketing Corp. David John Walker has been in the industry since September 18, 2000, and is licensed in Pennsylvania. David John Walker is currently active as a broker-dealer. David John Walker holds the following licenses: Series 66, Series 7 and SIE. David John Walker is located in MALVERN, PA and has a branch office at 100 VANGUARD BLVD, MALVERN, PA 19355.

Firm Information

David Walker is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Walker’s Registration & Firm History

PA

09/18/2000 - Present

Vanguard Marketing Corp. (MALVERN PA)

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Licenses & Designations

BOTH

Issued 09/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/15/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David John Walker.
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