Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Venegas is a financial advisor registered with LPL Financial LLC in YUBA CITY, CA. David has been in the financial services industry since December 20, 1997. David has held prior registrations with CUNA BROKERAGE SERVICES, INC., QUESTAR CAPITAL CORPORATION and BANC OF AMERICA INVESTMENT SERVICES, INC.. David has experience working with high-net-worth individuals, corporations, other businesses, pension and profit-sharing plans, and charitable organizations. David holds a Series 6, 7, 63 and 65 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/18/2022 - Present
LPL Financial LLC (YUBA CITY CA)
CA
01/04/2018 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Marysville CA)
CA
06/15/2009 - 12/21/2017
QUESTAR CAPITAL CORPORATION (CHICO CA)
CA
12/14/2000 - 03/26/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICO CA)
MA
07/12/1999 - 12/31/1999
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
04/07/1997 - 07/12/1999
BA INVESTMENT SERVICES, INC. (OAKLAND CA)
MO
01/31/1990 - 08/01/1990
FFP SECURITIES, INC. (CHESTERFIELD MO)
IA
Issued 04/21/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/01/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/05/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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