Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Vanderzwaag is a financial advisor with over 30 years of experience in the industry. David is registered to provide investment advice in 27 states and is currently affiliated with LPL Financial LLC. He is also registered as a securities representative with FINRA. Previously David worked at NATIONAL PLANNING CORPORATION and ROYAL ALLIANCE ASSOCIATES, INC. David's areas of expertise include financial planning, portfolio management, and retirement planning. David is committed to providing his clients with personalized financial advice and guidance. He is dedicated to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
03/31/2021 - Present
LPL Financial LLC (SAN JOSE CA)
CA
05/07/2007 - 11/29/2017
NATIONAL PLANNING CORPORATION (SAN JOSE CA)
CA
11/20/1995 - 05/15/2007
ROYAL ALLIANCE ASSOCIATES, INC. (SAN JOSE CA)
CA
12/16/1992 - 11/20/1995
TITAN/VALUE EQUITIES GROUP, INC. (IRVINE CA)
NY
04/04/1989 - 12/16/1992
NYLIFE SECURITIES INC. (NEW YORK NY)
BC
Issued 12/29/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1994
Series 7 - General Securities Representative Examination
BC
Issued 09/29/1990
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/03/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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