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David John Triezenberg

Northwestern Mutual Investment Services, LLC

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About David John Triezenberg

David John Triezenberg is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Northwestern Mutual Investment Services, LLC and has been with the firm since March 1999. David is also registered as an Investment Advisor Representative in Illinois and has a Series 6, 7, 63, and 66 license. In addition to providing financial advice, David may earn commissions from insurance companies not affiliated with Northwestern Mutual for sales of non-variable life, health, annuity and/or disability income insurance products. David has been registered with the Securities and Exchange Commission since 1999.

Firm Information

David Triezenberg is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 N WACKER DR STE 4600

CHICAGO, IL 60606

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Triezenberg’s Registration & Firm History

IL

05/15/2007 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

WI

08/24/1999 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 10/20/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 5/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/24/2005

Series 7 - General Securities Representative Examination

BC

Issued 5/5/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David John Triezenberg. Review regulatory record here.
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