Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Swenson is an investment advisor with over 35 years of experience in the financial industry. David has worked with both FSC Securities Corporation and Thrivent Investment Management Inc. prior to joining Osaic Wealth, Inc. in November 2023. David is a registered representative and investment advisor, and holds several professional licenses, including Series 6, 7, 63 and 65. David specializes in retirement planning, investment management, and financial planning for individuals and families. David is also involved in the community, serving as a trustee on his brother's account and as a player in the Owatonna Youth Hockey organization.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/03/2023 - Present
Osaic Wealth, Inc. (OWATONNA MN)
MN
10/18/2002 - 11/03/2023
FSC SECURITIES CORPORATION (OWATONNA MN)
MN
07/01/2002 - 10/25/2002
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
05/03/1988 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
IA
Issued 04/24/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 05/02/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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