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David John Sullivan

Dimensional Fund Advisors LP

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About David John Sullivan

David Sullivan is a registered representative of Dimensional Fund Advisors LP. David is a licensed investment advisor representative (IAR) in the state of Texas. David has been in the securities industry since August 10, 2000. David has a total of 51 registered states and is registered with the Financial Industry Regulatory Authority (FINRA) as a registered representative (RR).

Firm Information

David Sullivan is currently registered with Dimensional Fund Advisors LP. Dimensional Fund Advisors LP is an investment advisor headquartered in Austin, TX. The firm manages approximately $749.62 billion in assets for a variety of clients, including investment companies, pooled investment vehicles, high-net-worth individuals, and pension and profit-sharing plans. The firm specializes in portfolio management for individuals, businesses, investment companies, and pooled investment vehicles. Dimensional Fund Advisors LP is registered with the SEC and has a total of 761 employees, including 245 investment adviser representatives and 516 registered representatives.
Dimensional Fund Advisors LP

6300 BEE CAVE ROAD

AUSTIN, TX 78746

$749.62B

Assets Under Management

1

Total Clients

217

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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David Sullivan’s Registration & Firm History

TX

06/24/2013 - Present

Dimensional Fund Advisors LP (AUSTIN TX)

MD

02/14/2012 - 10/31/2012

SIGMA FINANCIAL CORPORATION (BALTIMORE MD)

MD

05/08/2007 - 02/03/2012

M&T SECURITIES, INC. (BALTIMORE MD)

IL

11/22/1999 - 03/20/2007

T. ROWE PRICE INVESTMENT SERVICES, INC. (OAK BROOK IL)

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Licenses & Designations

BOTH

Issued 12/01/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2005

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 08/16/2001

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/19/1999

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David John Sullivan.
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