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David John Strupp

Lucid Capital Markets, LLC

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About David John Strupp

David Strupp is a financial professional with over 28 years of experience in the industry. David is currently registered with Lucid Capital Markets, LLC. Before joining Lucid Capital Markets, LLC, David was registered with Ladenburg Thalmann & Co. Inc. David holds the Series 7, Series 24, Series 63, Series 79TO, and SIE licenses and is registered in multiple states. David's extensive experience and qualifications make him a valuable resource for investors seeking financial guidance.

Firm Information

David Strupp is currently registered with Lucid Capital Markets, LLC. Lucid Capital Markets, LLC is a Limited Liability Company formed in June 2015. The firm is registered with the SEC and in 23 states.

Not reported

Assets Under Management

Not reported

Total Clients

25

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Strupp’s Registration & Firm History

NY

03/20/2024 - Present

Lucid Capital Markets, LLC (New York NY)

NY

05/30/2012 - 03/19/2024

LADENBURG THALMANN & CO. INC. (New York NY)

NY

06/21/2010 - 05/25/2012

RODMAN & RENSHAW, LLC (NEW YORK NY)

NY

07/13/2009 - 06/18/2010

MAXIM GROUP LLC (NEW YORK NY)

NY

04/19/2007 - 11/25/2008

CANACCORD ADAMS INC. (NEW YORK NY)

NY

05/17/2002 - 04/16/2007

THINKEQUITY PARTNERS LLC (NEW YORK NY)

NY

11/12/1999 - 03/07/2002

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

02/22/1999 - 06/24/1999

ING BARING FURMAN SELZ LLC (NEW YORK NY)

NY

04/09/1998 - 01/11/1999

NATIONSBANC MONTGOMERY SECURITIES LLC (NEW YORK NY)

NY

08/30/1993 - 04/15/1998

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/06/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/11/2012

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for David John Strupp.
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