Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Smith is an investment advisor representative with State Farm Investment Management Corp. in Winter Park, Florida. David has been in the industry since March 14, 2005, and has Series 6, 63 and 65 licenses. David is registered as a broker-dealer and investment advisor representative in Florida. David specializes in investment management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
04/06/2020 - Present
State Farm Investment Management Corp. (Winter Park FL)
IA
Issued 03/04/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/11/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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