Unclaimed
David Slafka is a financial advisor registered with Vanguard Marketing Corp. David holds the Series 6, 7, and 63 licenses and the SIE exam certification. David is currently registered in 53 states and the District of Columbia. David has been a part of the financial services industry since February 23, 2012.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
02/24/2012 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 03/22/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/23/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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