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David John Scholten

Ernst & Young Investment Advisers LLP

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About David John Scholten

David John Scholten is an investment advisor representative with Ernst & Young Investment Advisers LLP. David is based in Secaucus, NJ and has been in the industry since 2006. David holds Series 6, 7, 63 and 65 licenses. David has previously worked at CETERA ADVISORS LLC, PARK AVENUE SECURITIES LLC, and HARTFORD EQUITY SALES COMPANY INC.

Firm Information

David Scholten is currently registered with Ernst & Young Investment Advisers LLP. Ernst & Young Investment Advisers LLP is an investment advisor based in SECAUCUS, NJ. They provide financial planning, educational seminars and publication of periodicals. They primarily serve corporations or other businesses and have 37 clients of this type. They have 160 employees and do not have any regulatory assets under management.
Ernst & Young Investment Advisers LLP

200 PLAZA DRIVE

SECAUCUS, NJ 07094

Not reported

Assets Under Management

37

Total Clients

134

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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David Scholten’s Registration & Firm History

NJ

11/20/2017 - Present

Ernst & Young Investment Advisers LLP (SECAUCUS NJ)

NJ

08/31/2016 - 05/12/2017

CETERA ADVISORS LLC (PARSIPPANY NJ)

NY

08/04/2010 - 08/26/2015

PARK AVENUE SECURITIES LLC (NEW YORK NY)

CT

10/15/2008 - 03/25/2010

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

CT

10/10/2006 - 12/15/2007

HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)

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Licenses & Designations

IA

Issued 01/28/2017

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/16/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/12/2017

SIE - Securities Industry Essentials Examination

BC

Issued 01/03/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/09/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David John Scholten.
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