Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Santoriello is a financial advisor with Arete Wealth Management, LLC. David has been in the financial industry since 2015 and holds Series 7, 7TO, 63, and 66 licenses. David is registered with the state of New York. David previously worked at Guggenheim Funds Distributors, LLC and Guggenheim Funds Distributors, Inc. in New York, NY. David is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/10/2023 - Present
Arete Wealth Management, LLC (CHICAGO IL)
NY
01/05/2015 - 02/04/2021
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (NEW YORK NY)
NY
08/27/2010 - 12/06/2011
GUGGENHEIM FUNDS DISTRIBUTORS, INC. (NEW YORK NY)
BC
Issued 07/31/2023
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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