Unclaimed
David John Rust is a registered representative with LPL Financial LLC in Austin, Texas. David has been in the industry since September 22, 1994. David holds a Series 66, Series 63, Series 7, Series 52, and SIE license. David has been with LPL Financial LLC since September 2007. Previously, David has worked with several firms including J.P. Morgan Securities Inc., BANC ONE SECURITIES CORPORATION, SVB Securities, a non-bank affiliate of Silicon Valley Bank, Comerica Securities, Compass Brokerage, Inc., and Chase Securities of Texas, Inc. David is licensed in Colorado, Georgia, Kentucky, North Carolina, Ohio, Oregon, Texas, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/04/2007 - Present
LPL Financial LLC (AUSTIN TX)
TX
07/01/2006 - 09/07/2007
J.P. MORGAN SECURITIES INC. (AUSTIN TX)
TX
12/16/2003 - 07/01/2006
BANC ONE SECURITIES CORPORATION (AUSTIN TX)
CA
11/04/2002 - 11/18/2003
SVB SECURITIES, A NON-BANK AFFILIATE OF SILICON VALLEY BANK (SAN FRANCISCO CA)
MI
08/21/2001 - 10/10/2002
COMERICA SECURITIES (DETROIT MI)
AL
05/12/1997 - 04/16/1999
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
TX
03/27/1992 - 05/09/1997
CHASE SECURITIES OF TEXAS, INC. (HOUSTON TX)
BOTH
Issued 12/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/10/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Rust is the right advisor for you? Invested Better is here to help.