Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Ross is an investment advisor representative with LPL Financial LLC. David has been in the financial services industry for over 15 years. David has worked in the investment advisory business since December 2007. He is registered with the state of Texas and the state of Connecticut. David has been associated with LPL Financial LLC since May 2021. David John Ross is also registered with the state of Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Idaho, Illinois, Kansas, Kentucky, Maine, Massachusetts, Michigan, New Hampshire, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Rhode Island, South Carolina, Tennessee, Texas, Utah, Vermont, Virginia, Washington, Wisconsin, and Wyoming. David John Ross has passed the Series 6, Series 62, and Series 63 exams and the SIE exam. He is currently licensed as a life, long term care, and fixed annuity insurance agent. David John Ross provides a variety of financial planning services including retirement planning, college savings, investment management, and insurance planning. He also offers consulting and other non-discretionary advisory services. David John Ross is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
05/06/2021 - Present
LPL Financial LLC (SOUTHINGTON CT)
CT
08/17/2009 - 05/07/2021
VOYA FINANCIAL ADVISORS, INC. (WALLINGFORD CT)
CT
12/12/2007 - 08/18/2009
HARTFORD EQUITY SALES COMPANY INC. (SIMSBURY CT)
IA
Issued 10/09/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/10/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2009
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 07/13/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Ross is the right advisor for you? Invested Better is here to help.
