Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Rode is a registered representative and investment advisor representative with Stifel, Nicolaus & Company, Inc.. David has been in the securities industry since September 22, 1980. David is also registered in 22 states and has a Series 7, Series 63, Series 65 and SIE licenses. Prior to joining Stifel, Nicolaus & Company, Inc. in December 2006, David was affiliated with Miller Johnson Steichen Kinnard, Inc., Miller, Johnson & Kuehn, Incorporated, and Summit Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MN
12/09/2013 - Present
Stifel, Nicolaus & Company, Inc. (GOLDEN VALLEY MN)
MN
01/01/2001 - 12/06/2006
MILLER JOHNSON STEICHEN KINNARD, INC. (GOLDEN VALLEY MN)
MN
09/19/1996 - 01/01/2001
MILLER, JOHNSON & KUEHN, INCORPORATED (MINNEAPOLIS MN)
MN
07/09/1982 - 09/26/1996
SUMMIT INVESTMENT CORPORATION (MINNEAPOLIS MN)
NA
04/15/1982 - 07/12/1982
PAGEL INC.
NA
09/23/1980 - 04/19/1982
ALSTEAD, STRANGIS AND DEMPSEY INCORPORATED
IA
Issued 02/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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