Unclaimed
David Piccolomini is a financial professional with over 13 years of experience in the industry. David is currently registered with Nylife Distributors LLC and is licensed to sell securities in New York and Ohio. David has a wide range of experience and holds Series 6, 63, and 65 licenses. David holds the SIE license and is experienced in Investment Company Products/Variable Contracts. David previously worked at NYLIFE SECURITIES LLC and MULTI-FINANCIAL SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
06/14/2016 - Present
Nylife Distributors LLC (Cleveland OH)
OH
07/15/2011 - 06/14/2016
NYLIFE SECURITIES LLC (LAKEWOOD OH)
OH
07/08/2009 - 05/03/2011
NYLIFE DISTRIBUTORS LLC (LAKEWOOD OH)
OH
05/21/2008 - 04/28/2009
MULTI-FINANCIAL SECURITIES CORPORATION (NORTH ROYALTON OH)
BC
Issued 07/20/2007
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/02/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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