Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Peyton is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. David is licensed in Iowa and Texas and holds the Series 65 and Series 66 securities licenses, as well as the Series 7 and SIE licenses. David has over 8 years of experience in the financial services industry and is committed to providing investment advice and financial planning services to individuals and businesses. David's previous experience includes roles with Heartwood Investments, Inc., BerganKDV Wealth Management, LLC and Creative Planning, LLC. David also holds a 100% ownership interest in Clarity Investors, LLC. David is dedicated to providing clients with personalized financial advice and strategies designed to meet their specific goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
04/19/2024 - Present
Wells Fargo Clearing Services, LLC (CEDAR RAPIDS IA)
BOTH
Issued 01/19/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/09/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 11/17/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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