Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Perez is a financial advisor with over 40 years of experience in the financial services industry. David is registered with Raymond James & Associates, Inc. David's career in financial services began at Dean Witter Reynolds Inc. David has extensive experience in various areas including financial planning, portfolio management for individuals and businesses, pension consulting, and educational seminars. David is also registered as an investment advisor representative in Oregon and Texas. David has held licenses in other states throughout his career. David is committed to providing his clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OR
12/18/2018 - Present
Raymond James & Associates, Inc. (LAKE OSWEGO OR)
OR
04/09/2010 - 03/10/2017
ROBERT W. BAIRD & CO. INCORPORATED (Portland OR)
OR
06/01/2009 - 05/07/2010
MORGAN STANLEY SMITH BARNEY (PORTLAND OR)
OR
07/31/1993 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PORTLAND OR)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
02/25/1987 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
04/29/1982 - 03/07/1987
DEAN WITTER REYNOLDS INC.
IA
Issued 10/22/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/29/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/19/1984
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1990
Series 3 - National Commodity Futures Examination
BC
Issued 12/11/1982
Series 5 - Interest Rate Options Examination
BC
Issued 04/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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