Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Oneill is a financial professional with Purshe Kaplan Sterling Investments. David is a Series 27, Series 99, and SIE licensed financial professional. David has been in the financial industry since 2012 and has worked for Purshe Kaplan Sterling Investments since 2015. David currently holds a FINRA registration and a branch office is located at 80 State Street, Albany, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
12/03/2021 - Present
Purshe Kaplan Sterling Investments (ALBANY NY)
NY
01/05/2015 - 12/01/2020
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
NY
09/14/2012 - 10/06/2014
PURSHE KAPLAN STERLING INVESTMENTS (ALBANY NY)
BC
Issued 01/31/2022
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/13/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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