Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Nesbitt is a financial advisor with over 30 years of experience in the industry. David is currently registered as an Investment Advisor Representative with Cambridge Investment Research Advisors, Inc. and has been with the firm since 2012. Prior to that, David was associated with LPL Financial LLC, Cambridge Investment Research, Inc., Commonwealth Financial Network and Raymond James Financial Services, Inc. David holds the Series 7, 63, 24, and 65 licenses and has a wide range of experience providing financial advice to individuals and families, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
05/01/2024 - Present
Cambridge Investment Research Advisors, Inc. (Bath NY)
NY
09/18/2018 - 05/03/2024
LPL FINANCIAL LLC (BATH NY)
NY
10/26/2012 - 10/10/2018
CAMBRIDGE INVESTMENT RESEARCH, INC. (BATH NY)
NY
07/14/2006 - 10/26/2012
COMMONWEALTH FINANCIAL NETWORK (BATH NY)
NY
03/31/2000 - 07/17/2006
RAYMOND JAMES FINANCIAL SERVICES, INC. (BATH NY)
NY
08/12/1996 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
06/06/1994 - 08/09/1996
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 09/10/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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