Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Morochnick is a financial advisor with Wells Fargo Clearing Services, LLC. David has been in the financial services industry since 1994 and has held positions with several firms including RBC Capital Markets, LLC, Oppenheimer & Co. Inc., UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northridge Capital Corporation, G.F.B. Securities, Inc., CitiCorp Investment Services, Republic Financial Services Corporation, and Dean Witter Reynolds Inc. David is registered with FINRA and the states of Arizona, California, and Nevada.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
10/26/2017 - Present
Wells Fargo Clearing Services, LLC (TUCSON AZ)
AZ
11/05/2014 - 10/25/2017
RBC CAPITAL MARKETS, LLC (PEORIA AZ)
AZ
11/10/2009 - 11/17/2014
OPPENHEIMER & CO. INC. (SCOTTSDALE AZ)
FL
03/09/2004 - 11/19/2009
UBS FINANCIAL SERVICES INC. (NAPLES FL)
NY
05/15/2000 - 02/24/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
09/10/1999 - 03/03/2000
NORTHRIDGE CAPITAL CORPORATION (MELVILLE NY)
NY
03/07/1998 - 09/09/1999
G.F.B. SECURITIES, INC. (EAST MEADOW NY)
NY
10/09/1997 - 02/24/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
NY
05/30/1996 - 09/24/1997
REPUBLIC FINANCIAL SERVICES CORPORATION (NEW YORK NY)
NY
08/25/1994 - 05/30/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 04/16/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/07/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/24/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/2005
Series 3 - National Commodity Futures Examination
BC
Issued 11/25/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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