Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lyon is a financial advisor with Neuberger Berman BD LLC, registered in New Jersey and New York. David Lyon has been in the industry since February 16, 2014 and has a strong track record of providing financial advice to clients. David Lyon has experience with various investment products and services. David Lyon is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
NY
09/24/1999 - 01/28/2000
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
09/10/1994 - 07/16/1996
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 01/11/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/29/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/29/1994
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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