Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Willett is a financial professional with over 18 years of experience in the financial services industry. David is currently registered with Cetera Investment Advisers LLC, a firm that has offices in Schaumburg, IL and Concord, CA. David also operates his own firm, David Willett Financial. David's areas of expertise include financial planning, portfolio management, and investment advisory services. David holds a Series 6, 7, 63, and 65 licenses as well as the SIE. David is dedicated to providing personalized financial advice and guidance to individuals and families.
ORANGE, CA
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
06/29/2023 - Present
Cetera Investment Advisers LLC (ORANGE CA)
CA
11/29/2017 - 06/21/2021
LPL FINANCIAL LLC (IRVINE CA)
CA
08/16/2004 - 11/29/2017
NATIONAL PLANNING CORPORATION (IRVINE CA)
IA
Issued 6/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 9/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2006
Series 7 - General Securities Representative Examination
BC
Issued 8/13/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Willett is the right advisor for you? Invested Better is here to help.
