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David John Kucera

Capital ONE Securities, Inc.

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About David John Kucera

David Kucera is a financial professional registered with Capital One Securities, Inc., and has been active in the industry since 1996. David is currently registered with FINRA as a General Securities Representative and is also a Registered Representative of the Investment Banking Registered Representative. David holds licenses in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas and Virginia. David’s career history includes experience with BMO Capital Markets GKST Inc. and BMO Capital Markets Corp.

Firm Information

David Kucera is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Kucera’s Registration & Firm History

IL

05/16/2014 - Present

Capital ONE Securities, Inc. (Chicago IL)

MN

10/04/2012 - 10/31/2012

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

IL

11/01/2003 - 10/31/2012

BMO CAPITAL MARKETS CORP. (CHICAGO IL)

MN

09/15/2010 - 12/31/2010

BMO CAPITAL MARKETS GKST INC. (MINNEAPOLIS MN)

IL

04/11/1995 - 11/01/2003

HARRIS NESBITT CORP. (CHICAGO IL)

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Licenses & Designations

BC

Issued 04/20/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/28/1998

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/10/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 04/10/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David John Kucera.
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