Unclaimed
David John Kroot is a securities professional with over 5 years of experience in the financial services industry. David has held previous roles at Stifel, Nicolaus & Company, Incorporated, and is currently registered with Rabo Securities USA, Inc. David has a Series 7, Series 63, and SIE licenses. David is registered in Missouri and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/10/2018 - Present
Rabo Securities USA, Inc. (NEW YORK NY)
MO
05/29/2013 - 08/24/2018
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
BC
Issued 06/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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