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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ketter is a financial advisor with Edelman Financial Engines. David has been in the industry since 1986 and has a broad range of experience in financial planning, portfolio management, and retirement planning. David has a Series 66, 63, 7, 3 and 9, and 10 licenses. David has been registered with the Securities and Exchange Commission as an investment advisor representative since 2014. In addition to his current role, David has held positions at a number of other financial firms, including AXA Advisors, LLC, Edward Jones, Charles Schwab & Co., Inc., Dean Witter Reynolds Inc., and Shearson Lehman Brothers Inc. David has been registered with the Securities and Exchange Commission as an investment advisor representative since 2014. David is committed to providing his clients with personalized financial advice that helps them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
TX
03/23/2020 - Present
Edelman Financial Engines (AUSTIN TX)
AZ
03/12/2014 - 04/14/2014
AXA ADVISORS, LLC (SCOTTSDALE AZ)
MO
12/16/2013 - 02/21/2014
EDWARD JONES (ST. LOUIS MO)
AZ
07/09/1997 - 03/18/2010
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
NY
06/21/1996 - 03/06/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
03/25/1987 - 10/07/1987
SHEARSON LEHMAN BROTHERS INC.
BOTH
Issued 01/03/2014
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/03/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/19/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/19/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/16/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1986
Series 3 - National Commodity Futures Examination
Active
Inactive
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