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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Johnson is a financial advisor with Harbour Investments, Inc. David has been in the financial services industry since February 11, 1996. David is a registered representative with the state of Wisconsin and also holds a Series 7 and Series 66 license. David has been with Harbour Investments, Inc. since March 2016. Prior to joining Harbour Investments, Inc., David was with The Strategic Financial Alliance, Inc., World Group Securities, Inc., PNC Investments, NatCity Investments, Inc., UBS Financial Services Inc., U.S. Bancorp Investments, Inc., Firstar Investment Services,Inc., American Express Financial Advisors Inc. and IDS Life Insurance Company. David specializes in providing financial planning, portfolio management for individuals, and selection of other advisers. David also has experience with a variety of client types including individuals, corporations, trusts, estates, pension and profit sharing plans, charitable organizations, and insurance companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
04/04/2016 - Present
Harbour Investments, Inc. (Greenfield WI)
WI
11/03/2010 - 04/13/2016
THE STRATEGIC FINANCIAL ALLIANCE, INC. (GREENFIELD WI)
IL
05/12/2010 - 11/09/2010
WORLD GROUP SECURITIES, INC. (NORTHBROOK IL)
WI
11/13/2009 - 03/30/2010
PNC INVESTMENTS (WAUKESHA WI)
WI
07/14/2008 - 11/13/2009
NATCITY INVESTMENTS, INC. (WAUKESHA WI)
WI
03/03/2005 - 01/08/2007
UBS FINANCIAL SERVICES INC. (MILWAUKEE WI)
MN
12/01/2001 - 02/15/2005
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
NJ
02/06/1996 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MN
07/28/1993 - 03/22/1995
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/28/1993 - 03/22/1995
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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