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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hughes is a financial advisor with over 29 years of experience in the industry. David is currently registered with The Ameriflex Group and has a broad range of experience in providing comprehensive wealth management, financial planning, and investment advisory services. David specializes in working with high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth clients. David is also a registered investment advisor with a Series 65 license and has a strong understanding of both brokerage and investment advisory services. David is committed to providing his clients with personalized financial advice that helps them achieve their goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/05/2023 - Present
THE Ameriflex Group (Thousand Oaks CA)
CA
01/05/2023 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (THOUSAND OAKS CA)
AL
07/21/2016 - 01/05/2023
NBC SECURITIES, INC. (BIRMINGHAM AL)
CA
06/04/2015 - 07/21/2016
KESTRA INVESTMENT SERVICES, LLC (WOODLAND HILLS CA)
CA
04/08/2009 - 06/05/2015
WELLS FARGO ADVISORS, LLC (WESTLAKE VILLAGE CA)
CA
11/03/2000 - 04/23/2009
CITIGROUP GLOBAL MARKETS INC. (WOODLAND HILLS CA)
NY
05/24/1994 - 11/09/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
IA
Issued 05/11/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1994
Series 31 - Futures Managed Funds Examination
BC
Issued 05/23/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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