Unclaimed
David John Henningfield is a financial advisor currently registered with LPL Financial LLC. David has been working in the industry since January 2002. David holds licenses for Series 7, Series 63 and SIE exams. David currently holds active registrations in Illinois, Texas, and Wisconsin. David previously worked at CETERA ADVISOR NETWORKS LLC, which is now inactive. David is also involved in other business activities including real estate rental and farm management. LPL Financial LLC is a large broker-dealer headquartered in Fort Mill, South Carolina. The firm provides a range of financial products and services to individuals, businesses, and institutions. LPL Financial LLC manages over $463 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
11/16/2018 - Present
LPL Financial LLC (ELKHORN WI)
WI
01/03/2002 - 11/04/2018
CETERA ADVISOR NETWORKS LLC (LAKE GENEVA WI)
BC
Issued 12/28/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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