Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Haubner is a financial professional with over 20 years of experience in the industry. David has held various roles at prominent firms including Barclays Capital Inc., Knight Capital Americas LLC, GTS Securities LLC and Drivewealth Institutional LLC. David is currently registered with Drivewealth, LLC and Drivewealth Institutional LLC. David holds a Series 7, Series 55, Series 63, Series 4 and Series 57TO.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/06/2022 - Present
Drivewealth, LLC (New York NY)
NY
04/08/2016 - 04/16/2021
GTS SECURITIES LLC (New York NY)
NY
12/04/2013 - 04/27/2016
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/01/2013 - 11/27/2013
KNIGHT CAPITAL AMERICAS LLC (NEW YORK NY)
NY
01/07/2010 - 07/01/2013
GETCO SECURITIES, LLC (NEW YORK NY)
NY
03/01/2012 - 05/07/2013
OCTEG, LLC (NEW YORK NY)
NY
01/05/2009 - 08/21/2009
VDM CAPITAL MARKETS, LLC (NEW YORK NY)
NY
01/02/2008 - 09/15/2008
MADISON PROPRIETARY TRADING GROUP, LLC (NEW YORK NY)
NJ
05/29/2008 - 09/12/2008
BLUE TRADING, LLC (RAMSEY NJ)
NY
05/12/2008 - 06/12/2008
MTG, LLC (NEW YORK NY)
NY
06/26/2007 - 01/09/2008
PUNK, ZIEGEL & COMPANY, L.P. (NEW YORK NY)
NY
08/25/2005 - 05/22/2007
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
NY
06/19/2003 - 08/09/2005
LABRANCHE & CO. LLC (NEW YORK NY)
NY
04/23/2001 - 05/12/2003
BEAR WAGNER SPECIALISTS LLC (NEW YORK NY)
BC
Issued 06/11/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/22/2010
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/08/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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