Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Hage is a financial advisor with over 30 years of experience in the industry. David is a registered representative of Morgan Stanley and offers a wide range of financial services, including investment advice, financial planning, and portfolio management. David has held previous positions at Citigroup Global Markets Inc., Banc of America Investment Services, Inc., Linsco/Private Ledger Corp., NationsSecurities, and MML Investors Services, Inc. David holds multiple licenses and designations, including Series 6, 7, 9, 10, 12, 24, 53, 63, and 65. David is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
GA
05/25/2018 - Present
Morgan Stanley (Alpharetta GA)
FL
10/15/2004 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (OCALA FL)
MA
06/03/1999 - 10/19/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
SC
01/25/1995 - 04/14/1999
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NA
08/24/1993 - 01/03/1995
NATIONSSECURITIES
MA
08/17/1992 - 07/23/1993
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
IA
Issued 07/30/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2005
Series 12 - NYSE Branch Manager Examination
BC
Issued 11/20/2001
Series 53 - Municipal Securities Principal Examination
BC
Issued 08/27/2001
Series 4 - Registered Options Principal Examination
BC
Issued 06/09/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/1993
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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