Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Gerard is a registered securities professional, holding both Series 7 and Series 63 licenses. David Gerard is associated with First Brokers Securities LLC, a broker-dealer firm, and has been in the securities industry since February 2, 1998. He is currently registered in New Jersey. David Gerard's professional focus includes general securities, operations, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/03/1998 - Present
First Brokers Securities LLC (JERSEY CITY NJ)
BC
Issued 06/27/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/31/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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