Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Gauthier is a Registered Representative and Investment Advisor Representative in the state of Florida. David has been in the financial services industry for over 24 years. David Gauthier is currently registered with Planmember Securities Corp., and has previously been registered with GWN SECURITIES INC., MEDALLION INVESTMENT SERVICES, INC., GENWORTH FINANCIAL SECURITIES CORPORATION, and HOCHMAN & BAKER SECURITIES, INC. David Gauthier has passed the Series 7 and Series 65 exams, and has earned the SIE designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
10/19/2020 - Present
Planmember Securities Corp. (OVIEDO FL)
FL
11/02/2009 - 11/03/2016
GWN SECURITIES INC. (SUN CITY CENTER FL)
FL
12/16/2006 - 11/11/2009
MEDALLION INVESTMENT SERVICES, INC. (SUN CITY CENTER FL)
FL
06/30/2004 - 12/15/2006
GENWORTH FINANCIAL SECURITIES CORPORATION (SUN CITY CENTER FL)
CT
10/24/1997 - 06/30/2004
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
IA
Issued 10/16/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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