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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Garcia is a financial advisor with over 6 years of experience in the financial services industry. David is currently registered with Morgan Stanley and holds a Series 66 license and Series 9 and 10 licenses for branch offices in Florida. David is also licensed as a registered representative in multiple states and is actively registered as an investment advisor in Florida and Texas. David specializes in various areas including asset allocation, financial planning, pension consulting, and educational seminars. David has experience working with high net worth individuals, investment companies, charitable organizations, and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
04/13/2022 - Present
Morgan Stanley (Tampa FL)
BOTH
Issued 01/18/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/01/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/18/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/13/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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