Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Frizzell is an active financial advisor with over 40 years of experience in the industry. David is currently registered with Morgan Stanley in Bloomfield Hills, MI, and has been with the firm since 2011. David has held previous positions at Raymond James & Associates, Inc., Fahnestock & Co. Inc., First of Michigan Corporation, Prudential Securities Incorporated, PaineWebber Incorporated, Shearson Lehman Hutton Inc., E. F. Hutton & Company Inc, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Mutual Service Corporation, IDS Life Insurance Company, IDS Marketing Corporation, and Investors Diversified Services, Inc. David is a Series 3, 6, 7, 8, 22, 24, 31, and 63, and 65 licensed advisor with a focus on working with insurance companies, investment companies, charitable organizations, high-net-worth individuals, banking or thrift institutions, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MI
02/14/2012 - Present
Morgan Stanley (Bloomfield Hills MI)
MI
09/29/2000 - 12/20/2011
RAYMOND JAMES & ASSOCIATES, INC. (WATERFORD MI)
NY
01/01/1999 - 10/02/2000
FAHNESTOCK & CO. INC. (NEW YORK NY)
MI
06/20/1996 - 01/01/1999
FIRST OF MICHIGAN CORPORATION (DETROIT MI)
NY
10/11/1991 - 06/17/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
09/16/1988 - 10/16/1991
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NA
02/15/1988 - 10/04/1988
SHEARSON LEHMAN HUTTON INC.
NA
08/16/1985 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
12/27/1984 - 08/26/1985
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/07/1983 - 12/05/1984
MUTUAL SERVICE CORPORATION
NA
06/11/1981 - 12/14/1983
IDS LIFE INSURANCE COMPANY
NA
06/11/1981 - 12/14/1983
IDS MARKETING CORPORATION
NA
06/11/1981 - 12/14/1983
INVESTORS DIVERSIFIED SERVICES, INC.
IA
Issued 06/30/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/10/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2001
Series 24 - General Securities Principal Examination
BC
Issued 12/12/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/30/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 11/07/1986
Series 3 - National Commodity Futures Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 09/08/1982
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Frizzell is the right advisor for you? Invested Better is here to help.
