Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Foley is a financial advisor with over 20 years of experience in the industry. David currently works at Stancorp Equities, Inc. based in Portland, OR. David's career began at Investors Brokerage Services, Inc. in Elgin, IL and has held positions at several other firms over the years, including Securian Financial Services, Inc., Transamerica Investors Securities Corporation, John Hancock Distributors LLC, TCF Securities, Inc., ProEquities, Inc., Farmers Financial Solutions, LLC, and American Express Financial Advisors Inc. David holds Series 6, 7, 63, and 65 licenses, as well as the Securities Industry Essentials Exam. David is registered in Illinois and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OR
01/03/2023 - Present
Stancorp Equities, Inc. (PORTLAND OR)
MN
01/07/2015 - 12/31/2022
SECURIAN FINANCIAL SERVICES, INC. (ST. PAUL MN)
IL
02/14/2008 - 12/15/2014
TRANSAMERICA INVESTORS SECURITIES CORPORATION (CHICAGO IL)
IL
11/13/2002 - 12/06/2007
JOHN HANCOCK DISTRIBUTORS LLC (DOWNERS GROVE IL)
MN
02/01/2002 - 10/09/2002
TCF SECURITIES, INC. (MINNEAPOLIS MN)
AL
09/07/2001 - 12/31/2001
PROEQUITIES, INC. (BIRMINGHAM AL)
IL
11/16/2000 - 06/11/2001
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
CA
09/08/2000 - 11/10/2000
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
IL
05/19/2000 - 09/08/2000
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
MN
11/01/1999 - 11/30/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/01/1999 - 11/30/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IL
12/08/1998 - 10/29/1999
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
IL
12/05/1997 - 12/01/1998
KEMPER DISTRIBUTORS, INC. (CHICAGO IL)
IA
Issued 11/11/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 12/03/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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