Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Evans is a financial advisor who has been in the industry since 1976. David is currently registered with RBC Capital Markets, LLC and has been with the firm since 2012. David has previous experience with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wachovia Securities, LLC and Dain Rauscher Incorporated. David holds Series 7, Series 63 and Series 65 licenses and has completed the SIE exam. David's specialties include retirement planning, investments, insurance, and estate planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
09/14/2012 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
09/11/2008 - 09/18/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENWOOD VILLAGE CO)
CO
12/08/2000 - 09/12/2008
WACHOVIA SECURITIES, LLC (GREENWOOD VILLAGE CO)
NY
03/02/1998 - 12/08/2000
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NA
01/22/1990 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NA
10/17/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
09/01/1988 - 02/05/1990
HANIFEN, IMHOFF SECURITIES CORP.
NA
05/09/1985 - 10/18/1988
HANIFEN, IMHOFF INC.
NA
07/07/1982 - 06/05/1985
DAIN, BOSWORTH INCORPORATED
NA
06/25/1979 - 07/16/1982
BOETTCHER & COMPANY
NA
11/11/1976 - 04/05/1979
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
NA
01/28/1976 - 12/01/1976
BOSWORTH SULLIVAN & COMPANY INCORPORATED
IA
Issued 02/28/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/13/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/31/1977
PC - AMEX Put and Call Exam
BC
Issued 01/17/1976
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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