Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Eikenberg is a financial professional with over 25 years of experience in the financial services industry. David is currently a registered representative with RBC Capital Markets, LLC in Boston, MA. David has held various positions at firms including T. Rowe Price Investment Services, Inc., Legg Mason Investor Services, LLC, Legg Mason Wood Walker, Incorporated, and LM Financial Partners, Inc. David holds FINRA Series 3, 7, 24, and 63 licenses, as well as the SIE certification. David is registered to conduct business in all 50 states and Puerto Rico. David specializes in providing investment advisory services to individuals, businesses, pension and profit sharing plans, charitable organizations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
11/28/2018 - Present
RBC Capital Markets, LLC (BOSTON MA)
MD
01/06/2011 - 07/16/2018
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
12/01/2005 - 12/02/2010
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
09/15/2001 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
LA
03/29/2000 - 09/15/2001
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
LA
03/05/1998 - 01/07/2000
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
MD
07/27/1994 - 04/06/1998
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
12/01/1993 - 05/13/1994
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
IA
Issued 12/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/13/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/25/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/25/2022
Series 3 - National Commodity Futures Examination
BC
Issued 07/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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