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David John Dunne

Jefferies LLC

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About David John Dunne

David Dunne is a securities professional with over 10 years of experience in the industry. David is currently registered with Jefferies LLC and holds the Series 7, SIE, and Series 99TO licenses. David was previously registered with Spartan Capital Securities, LLC and RBC Capital Markets Corporation. David's experience includes working in the financial services industry in New York.

Firm Information

David Dunne is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dunne’s Registration & Firm History

NY

03/16/2012 - Present

Jefferies LLC (NEW YORK NY)

NY

04/19/2010 - 08/16/2010

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

NY

12/15/2009 - 01/28/2010

RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)

NY

06/19/2009 - 11/30/2009

SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/14/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/18/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David John Dunne.
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