Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Drozdowicz is a financial advisor with Stifel, Nicolaus & Company, Inc. David has been in the financial services industry since 1988. David is licensed to provide investment advice in Wisconsin and Texas. David has a wide range of experience in the financial services industry, including experience with individual investors, corporations, and institutional clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
07/22/2010 - Present
Stifel, Nicolaus & Company, Inc. (MEQUON WI)
WI
02/08/1999 - 09/05/2007
A. G. EDWARDS & SONS, INC. (MEQUON WI)
WI
11/14/1988 - 02/03/1999
EQUABLE SECURITIES CORPORATION (MILWAUKEE WI)
IA
Issued 07/21/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/01/1991
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 01/26/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/11/1988
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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