Unclaimed
David John Cornet is a financial advisor registered with Stifel, Nicolaus & Company, Inc. with 27 years of experience in the financial industry. David Cornet is registered as an investment advisor representative in Ohio and Texas. David John Cornet has passed Series 66, Series 7, Series 10, Series 9, Series 31, and SIE exams. David Cornet's firm, Stifel, Nicolaus & Company, Inc., has a main office in St. Louis, Missouri.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
10/22/2009 - Present
Stifel, Nicolaus & Company, Inc. (CANTON OH)
OH
09/17/1996 - 10/24/2005
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
BOTH
Issued 07/20/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/16/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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