Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Clifford is a financial professional with over 10 years of experience in the industry. David is currently registered with Sanders Morris LLC, an investment advisory firm based in Houston, TX. David is also registered with the state of Texas as a registered representative. David has a broad range of experience and expertise in the financial services industry. David holds the Series 63, Series 66, Series 7, and Series 6TO licenses. David has a proven track record of success in providing financial advice to individuals and families. David is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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TX
08/27/2019 - Present
Sanders Morris LLC (HOUSTON TX)
TX
02/16/2009 - 04/01/2013
SALIENT CAPITAL L.P. (HOUSTON TX)
BC
Issued 09/20/2019
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/30/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/26/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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