Unclaimed
David John Brennen is a financial professional with over 20 years of experience in the industry. David is currently registered with Newedge Securities, Inc. in Pennsylvania and Massachusetts. David has held previous positions with Charles Schwab & Co., Inc., Federated Securities Corp., Janney Montgomery Scott LLC, and Parker/Hunter Incorporated. David holds Series 7, 24, 27, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
12/06/2018 - Present
Newedge Securities, Inc. (PITTSBURGH PA)
IL
08/07/2017 - 11/03/2017
CHARLES SCHWAB & CO., INC. (CHICAGO IL)
PA
07/27/2005 - 12/17/2010
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
PA
06/25/2005 - 08/02/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
09/10/1996 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
BC
Issued 08/17/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/26/2018
Series 24 - General Securities Principal Examination
BC
Issued 07/10/1998
Series 27 - Financial and Operations Principal Examination
BC
Issued 11/03/2017
SIE - Securities Industry Essentials Examination
BC
Issued 08/07/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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