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David John Brennen

Newedge Securities, Inc.

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About David John Brennen

David John Brennen is a financial professional with over 20 years of experience in the industry. David is currently registered with Newedge Securities, Inc. in Pennsylvania and Massachusetts. David has held previous positions with Charles Schwab & Co., Inc., Federated Securities Corp., Janney Montgomery Scott LLC, and Parker/Hunter Incorporated. David holds Series 7, 24, 27, 63, and SIE licenses.

Firm Information

David Brennen is currently registered with Newedge Securities, Inc.. Newedge Securities, Inc. is a Corporation formed on December 14, 1981. The firm is registered with the SEC and in 53 states. Newedge Securities, Inc. has a history of disclosures including 7 Regulatory Events, 1 Civil Event, and 3 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

68

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Brennen’s Registration & Firm History

PA

12/06/2018 - Present

Newedge Securities, Inc. (PITTSBURGH PA)

IL

08/07/2017 - 11/03/2017

CHARLES SCHWAB & CO., INC. (CHICAGO IL)

PA

07/27/2005 - 12/17/2010

FEDERATED SECURITIES CORP. (PITTSBURGH PA)

PA

06/25/2005 - 08/02/2005

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

PA

09/10/1996 - 06/25/2005

PARKER/HUNTER INCORPORATED (PITTSBURGH PA)

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Licenses & Designations

BC

Issued 08/17/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/26/2018

Series 24 - General Securities Principal Examination

BC

Issued 07/10/1998

Series 27 - Financial and Operations Principal Examination

BC

Issued 11/03/2017

SIE - Securities Industry Essentials Examination

BC

Issued 08/07/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There is public disclosure for David John Brennen. Review regulatory record here.
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