Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid John Berns is an investment advisor representative registered with HD Money, Inc. in Sarasota, FL. David has over 10 years of experience in the financial services industry. Previously, David was registered with Fifth Third Securities, Inc., J.P. Morgan Securities LLC, and Wells Fargo Clearing Services, LLC. David holds FINRA Series 6, 63, 65, and SIE licenses and is also a licensed life and health insurance agent. David specializes in providing financial planning and portfolio management services to individuals, high-net-worth individuals, and insurance companies. David is committed to providing his clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
07/27/2024 - Present
HD Money, Inc. (SARASOTA FL)
FL
05/01/2020 - 08/28/2020
FIFTH THIRD SECURITIES, INC. (SARASOTA FL)
FL
01/06/2017 - 04/29/2020
J.P. MORGAN SECURITIES LLC (VENICE FL)
FL
02/09/2015 - 01/04/2017
WELLS FARGO CLEARING SERVICES, LLC (VENICE FL)
IA
Issued 10/27/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/12/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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