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David John Anderson

Fidelity Brokerage Services LLC

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About David John Anderson

David Anderson is a financial professional with over 20 years of experience in the financial services industry. David is currently registered with Fidelity Brokerage Services LLC. David has a wide range of experience in financial services, including investment company products/variable contracts, general securities, and options. David has a strong track record of success in helping clients achieve their financial goals.

Firm Information

David Anderson is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Anderson’s Registration & Firm History

UT

03/27/2001 - Present

Fidelity Brokerage Services LLC (SALT LAKE CITY UT)

MN

10/04/2000 - 11/16/2000

AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)

MN

10/04/2000 - 11/16/2000

IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 04/10/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2013

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/12/2013

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/26/2001

Series 7 - General Securities Representative Examination

BC

Issued 10/03/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for David John Anderson.
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