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David Joachim Gottfried

Cabrera Capital Markets, LLC

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About David Joachim Gottfried

David Joachim Gottfried is a financial advisor with Cabrera Capital Markets, LLC. David has over 30 years of experience in the financial services industry. David is registered with FINRA and holds the Series 7, Series 63 and SIE licenses. David is currently licensed to offer securities in New York. David previously worked at MBS SOURCE ETRADING, INC., INTL FCSTONE FINANCIAL INC., CANTOR FITZGERALD & CO., SPEAR, LEEDS & KELLOGG, YAMAICHI INTERNATIONAL (AMERICA) INC., REICH & CO., INC., and DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION.

Firm Information

David Gottfried is currently registered with Cabrera Capital Markets, LLC. Cabrera Capital Markets, LLC is a Limited Liability Company formed in April 2007. The firm is registered with the SEC and has a presence in 30 states.

Not reported

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Gottfried’s Registration & Firm History

NY

05/06/2024 - Present

Cabrera Capital Markets, LLC (NEW YORK NY)

WA

12/15/2023 - 02/14/2024

MBS SOURCE ETRADING, INC. (MERCER ISLAND WA)

NY

09/05/2018 - 11/12/2019

INTL FCSTONE FINANCIAL INC. (NEW YORK NY)

NY

06/04/2004 - 03/01/2018

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

08/30/1995 - 08/05/1997

SPEAR, LEEDS & KELLOGG (NEW YORK NY)

NY

06/18/1993 - 12/20/1994

YAMAICHI INTERNATIONAL (AMERICA) INC. (NEW YORK NY)

NA

06/19/1992 - 05/07/1993

REICH & CO., INC.

NJ

05/02/1991 - 03/10/1992

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 01/27/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/30/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Joachim Gottfried.
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