Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Cohn is a financial advisor who has been in the industry since March 9, 2010. David is currently registered with Cambridge Investment Research Advisors, Inc. and has been with them since November 4, 2019. Prior to that, David was employed by Infinex Investments, Inc., Raymond James Financial Services, Inc., Dain Rauscher Incorporated, CIBC Oppenheimer Corp., and PaineWebber Incorporated. David has passed the Series 3, 7, 24, 63, and 66 exams and holds the Certified Financial Planner designation. David's specializations include financial planning, pension consulting, educational seminars, market timing services, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IL
11/04/2019 - Present
Cambridge Investment Research Advisors, Inc. (Chicago IL)
IL
07/13/2016 - 11/05/2019
INFINEX INVESTMENTS, INC. (Chicago IL)
IL
02/21/2014 - 07/18/2016
RAYMOND JAMES FINANCIAL SERVICES, INC. (CHICAGO IL)
NY
06/04/1998 - 06/02/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NY
07/09/1995 - 06/17/1998
CIBC OPPENHEIMER CORP. (NEW YORK NY)
NJ
06/20/1995 - 07/12/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 03/21/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/25/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/25/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/20/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/19/1995
Series 3 - National Commodity Futures Examination
Active
Inactive
F
FINRA
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