Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Jerome Romagosa is a financial professional with over 49 years of experience in the industry. David has a wide range of experience, having previously worked with various firms including Mutual Service Corporation, SMA Equities, Inc., First Louisiana Corporation, Connecticut Mutual Financial Services, Inc., Equity Partners, Inc., Source Investments, Inc., John Hancock Mutual Life Insurance Company, and John Hancock Distributors, Inc. David currently holds registrations with LPL Financial LLC as a Registered Representative. David is also a Certified Financial Planner™. David is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
LA
09/17/2010 - Present
LPL Financial LLC (LAFAYETTE LA)
LA
06/06/1989 - 09/08/2009
MUTUAL SERVICE CORPORATION (LAFAYETTE LA)
NA
02/18/1986 - 06/06/1989
SMA EQUITIES, INC.
NA
12/10/1984 - 12/26/1985
FIRST LOUISIANA CORPORATION
NA
06/03/1975 - 09/21/1984
CONNECTICUT MUTUAL FINANCIAL SERVICES, INC.
NA
06/07/1983 - 02/22/1984
EQUITY PARTNERS, INC.
NA
10/23/1981 - 04/26/1982
SOURCE INVESTMENTS, INC.
NA
03/01/1973 - 02/02/1982
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
NA
03/01/1973 - 09/15/1981
JOHN HANCOCK DISTRIBUTORS, INC.
IA
Issued 09/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/29/2005
Series 24 - General Securities Principal Examination
BC
Issued 03/16/1982
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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